0000950123-15-003318.txt : 20150223 0000950123-15-003318.hdr.sgml : 20150223 20150217200538 ACCESSION NUMBER: 0000950123-15-003318 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 3 FILED AS OF DATE: 20150217 DATE AS OF CHANGE: 20150223 GROUP MEMBERS: ALEC E. GORES GROUP MEMBERS: FERNANDO GONI GROUP MEMBERS: GLENDON SATURN HOLDINGS, LLC GROUP MEMBERS: GORES BUILDING HOLDINGS, LLC GROUP MEMBERS: GORES CAPITAL ADVISORS II, LLC GROUP MEMBERS: GORES CAPITAL PARTNERS, II, L.P. GROUP MEMBERS: JOSEPH P. PAGE GROUP MEMBERS: MARK R. STONE GROUP MEMBERS: STEVEN C. YAGER GROUP MEMBERS: VANCE W. DIGGINS SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: STOCK BUILDING SUPPLY HOLDINGS, INC. CENTRAL INDEX KEY: 0001574815 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-LUMBER & OTHER BUILDING MATERIALS DEALERS [5211] IRS NUMBER: 264687975 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-87946 FILM NUMBER: 15625435 BUSINESS ADDRESS: STREET 1: 8020 ARCO CORPORATE DRIVE, SUITE 400 CITY: RALEIGH STATE: NC ZIP: 27617 BUSINESS PHONE: 919-431-1000 MAIL ADDRESS: STREET 1: 8020 ARCO CORPORATE DRIVE, SUITE 400 CITY: RALEIGH STATE: NC ZIP: 27617 FORMER COMPANY: FORMER CONFORMED NAME: SATURN ACQUISITION HOLDINGS, LLC DATE OF NAME CHANGE: 20130419 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: GORES GROUP, LLC CENTRAL INDEX KEY: 0001428776 IRS NUMBER: 331066785 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 9800 WILSHIRE BOULEVARD CITY: BEVERLY HILLS STATE: CA ZIP: 90212 BUSINESS PHONE: 310-209-3010 MAIL ADDRESS: STREET 1: 9800 WILSHIRE BOULEVARD CITY: BEVERLY HILLS STATE: CA ZIP: 90212 SC 13G/A 1 d856284dsc13ga.htm SCHEDULE 13G AMENDMENT NO. 1 Schedule 13G Amendment No. 1

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

Schedule 13G/A

Information to be Included in Statements Filed Pursuant to Rules 13d-1(b), (c) and (d) and

Amendments Thereto Filed Pursuant to Rule 13d-2(b)

Under the Securities Exchange Act of 1934

(Amendment No. 1)*

 

 

Stock Building Supply Holdings, Inc.

(Name of Issuer)

Common Stock, $0.01 par value

(Title of Class of Securities)

86101X104

(CUSIP Number)

December 31, 2014

(Date of Event which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

¨ Rule 13d-1(b)

¨ Rule 13d-1(c)

x Rule 13d-1(d)

 

 

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 


 

CUSIP No. 86101X104        13G/A      Page 2 of 18  Pages

 

  1   

NAMES OF REPORTING PERSON:

 

    The Gores Group, LLC

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)

(a)  ¨        (b)  x

 

  3  

SEC USE ONLY

 

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

    State of Delaware

NUMBER OF

SHARES

  BENEFICIALLY  

OWNED BY

EACH

REPORTING

PERSON

WITH

       5       

SOLE VOTING POWER

 

    0 shares

       6       

SHARED VOTING POWER

 

    9,931,617 shares

       7       

SOLE DISPOSITIVE POWER

 

    0 shares

       8       

SHARED DISPOSITIVE POWER

 

    9,931,617 shares

  9  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

    9,931,617 shares

10  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)

 

    ¨

11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

    37.9% (a)

12  

TYPE OF REPORTING PERSON (See Instructions)

 

    OO

 

(a) The percentage is calculated using the 26,176,056 shares of Common Stock outstanding as disclosed in the issuer’s quarterly report on Form 10-Q filed with the Securities and Exchange Commission on October 28, 2014.


 

CUSIP No. 86101X104        13G/A      Page 3 of 18  Pages

 

  1   

NAMES OF REPORTING PERSON:

 

    Gores Capital Partners II, L.P.

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)

(a)  ¨        (b)  x

 

  3  

SEC USE ONLY

 

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

    State of Delaware

NUMBER OF

SHARES

  BENEFICIALLY  

OWNED BY

EACH

REPORTING

PERSON

WITH

       5       

SOLE VOTING POWER

 

    0 shares

       6       

SHARED VOTING POWER

 

    9,488,812 shares

       7       

SOLE DISPOSITIVE POWER

 

    0 shares

       8       

SHARED DISPOSITIVE POWER

 

    9,488,812 shares

  9  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

    9,488,812 shares

10  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)

 

    ¨

11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

    36.2% (a)

12  

TYPE OF REPORTING PERSON (See Instructions)

 

    PN

 

(a) The percentage is calculated using the 26,176,056 shares of Common Stock outstanding as disclosed in the issuer’s quarterly report on Form 10-Q filed with the Securities and Exchange Commission on October 28, 2014.


 

CUSIP No. 86101X104        13G/A      Page 4 of 18  Pages

 

  1   

NAMES OF REPORTING PERSON:

 

    Gores Capital Advisors II, LLC

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)

(a)  ¨        (b)  x

 

  3  

SEC USE ONLY

 

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

    State of Delaware

NUMBER OF

SHARES

  BENEFICIALLY  

OWNED BY

EACH

REPORTING

PERSON

WITH

       5       

SOLE VOTING POWER

 

    0 shares

       6       

SHARED VOTING POWER

 

    9,488,812 shares

       7       

SOLE DISPOSITIVE POWER

 

    0 shares

       8       

SHARED DISPOSITIVE POWER

 

    9,488,812 shares

  9  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

    9,488,812 shares

10  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)

 

    ¨

11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

    36.2% (a)

12  

TYPE OF REPORTING PERSON (See Instructions)

 

    OO

 

(a) The percentage is calculated using the 26,176,056 shares of Common Stock outstanding as disclosed in the issuer’s quarterly report on Form 10-Q filed with the Securities and Exchange Commission on October 28, 2014.


 

CUSIP No. 86101X104        13G/A      Page 5 of 18  Pages

 

  1   

NAMES OF REPORTING PERSON:

 

    Gores Building Holdings, LLC

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)

(a)  ¨        (b)  x

 

  3  

SEC USE ONLY

 

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

    State of Delaware

NUMBER OF

SHARES

  BENEFICIALLY  

OWNED BY

EACH

REPORTING

PERSON

WITH

       5       

SOLE VOTING POWER

 

    0 shares

       6       

SHARED VOTING POWER

 

    9,488,812 shares

       7       

SOLE DISPOSITIVE POWER

 

    0 shares

       8       

SHARED DISPOSITIVE POWER

 

    9,488,812 shares

  9  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

    9,488,812 shares

10  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)

 

    ¨

11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

    36.2% (a)

12  

TYPE OF REPORTING PERSON (See Instructions)

 

    OO

 

(a) The percentage is calculated using the 26,176,056 shares of Common Stock outstanding as disclosed in the issuer’s quarterly report on Form 10-Q filed with the Securities and Exchange Commission on October 28, 2014.


 

CUSIP No. 86101X104        13G/A      Page 6 of 18  Pages

 

  1   

NAMES OF REPORTING PERSON:

 

    Glendon Saturn Holdings, LLC

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)

(a)  ¨        (b)  x

 

  3  

SEC USE ONLY

 

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

    State of Delaware

NUMBER OF

SHARES

  BENEFICIALLY  

OWNED BY

EACH

REPORTING

PERSON

WITH

       5       

SOLE VOTING POWER

 

    0 shares

       6       

SHARED VOTING POWER

 

    442,805 shares

       7       

SOLE DISPOSITIVE POWER

 

    0 shares

       8       

SHARED DISPOSITIVE POWER

 

    442,805 shares

  9  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

    442,805 shares

10  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)

 

    ¨

11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

    1.7% (a)

12  

TYPE OF REPORTING PERSON (See Instructions)

 

    OO

 

(a) The percentage is calculated using the 26,176,056 shares of Common Stock outstanding as disclosed in the issuer’s quarterly report on Form 10-Q filed with the Securities and Exchange Commission on October 28, 2014.


 

CUSIP No. 86101X104        13G/A      Page 7 of 18  Pages

 

  1   

NAMES OF REPORTING PERSON:

 

    Fernando Goni

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)

(a)  ¨        (b)  x

 

  3  

SEC USE ONLY

 

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

    France and Argentina (dual citizen)

NUMBER OF

SHARES

  BENEFICIALLY  

OWNED BY

EACH

REPORTING

PERSON

WITH

       5       

SOLE VOTING POWER

 

    0 shares

       6       

SHARED VOTING POWER

 

    9,931,617 shares

       7       

SOLE DISPOSITIVE POWER

 

    0 shares

       8       

SHARED DISPOSITIVE POWER

 

    9,931,617 shares

  9  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

    9,931,617 shares

10  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)

 

    ¨

11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

    37.9% (a)

12  

TYPE OF REPORTING PERSON (See Instructions)

 

    IN

 

(a) The percentage is calculated using the 26,176,056 shares of Common Stock outstanding as disclosed in the issuer’s quarterly report on Form 10-Q filed with the Securities and Exchange Commission on October 28, 2014.


 

CUSIP No. 86101X104        13G/A      Page 8 of 18  Pages

 

  1   

NAMES OF REPORTING PERSON:

 

    Alec E. Gores

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)

(a)  ¨        (b)  x

 

  3  

SEC USE ONLY

 

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

    United States of America

NUMBER OF

SHARES

  BENEFICIALLY  

OWNED BY

EACH

REPORTING

PERSON

WITH

       5       

SOLE VOTING POWER

 

    0 shares

       6       

SHARED VOTING POWER

 

    9,931,617 shares

       7       

SOLE DISPOSITIVE POWER

 

    0 shares

       8       

SHARED DISPOSITIVE POWER

 

    9,931,617 shares

  9  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

    9,931,617 shares

10  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)

 

    ¨

11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

    37.9% (a)

12  

TYPE OF REPORTING PERSON (See Instructions)

 

    IN

 

(a) The percentage is calculated using the 26,176,056 shares of Common Stock outstanding as disclosed in the issuer’s quarterly report on Form 10-Q filed with the Securities and Exchange Commission on October 28, 2014.


 

CUSIP No. 86101X104        13G/A      Page 9 of 18  Pages

 

  1   

NAMES OF REPORTING PERSON:

 

    Mark R. Stone

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)

(a)  ¨        (b)  x

 

  3  

SEC USE ONLY

 

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

    United States of America

NUMBER OF

SHARES

  BENEFICIALLY  

OWNED BY

EACH

REPORTING

PERSON

WITH

       5       

SOLE VOTING POWER

 

    0 shares

       6       

SHARED VOTING POWER

 

    9,931,617 shares

       7       

SOLE DISPOSITIVE POWER

 

    0 shares

       8       

SHARED DISPOSITIVE POWER

 

    9,931,617 shares

  9  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

    9,931,617 shares

10  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)

 

    ¨

11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

    37.9% (a)

12  

TYPE OF REPORTING PERSON (See Instructions)

 

    IN

 

(a) The percentage is calculated using the 26,176,056 shares of Common Stock outstanding as disclosed in the issuer’s quarterly report on Form 10-Q filed with the Securities and Exchange Commission on October 28, 2014.


 

CUSIP No. 86101X104        13G/A      Page 10 of 18  Pages

 

  1   

NAMES OF REPORTING PERSON:

 

    Joseph P. Page

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)

(a)  ¨        (b)  x

 

  3  

SEC USE ONLY

 

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

    United States of America

NUMBER OF

SHARES

  BENEFICIALLY  

OWNED BY

EACH

REPORTING

PERSON

WITH

       5       

SOLE VOTING POWER

 

    0 shares

       6       

SHARED VOTING POWER

 

    9,931,617 shares

       7       

SOLE DISPOSITIVE POWER

 

    0 shares

       8       

SHARED DISPOSITIVE POWER

 

    9,931,617 shares

  9  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

    9,931,617 shares

10  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)

 

    ¨

11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

    37.9% (a)

12  

TYPE OF REPORTING PERSON (See Instructions)

 

    IN

 

(a) The percentage is calculated using the 26,176,056 shares of Common Stock outstanding as disclosed in the issuer’s quarterly report on Form 10-Q filed with the Securities and Exchange Commission on October 28, 2014.


 

CUSIP No. 86101X104        13G/A      Page 11 of 18  Pages

 

  1   

NAMES OF REPORTING PERSON:

 

    Vance W. Diggins

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)

(a)  ¨        (b)  x

 

  3  

SEC USE ONLY

 

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

    United States of America

NUMBER OF

SHARES

  BENEFICIALLY  

OWNED BY

EACH

REPORTING

PERSON

WITH

       5       

SOLE VOTING POWER

 

    0 shares

       6       

SHARED VOTING POWER

 

    9,931,617 shares

       7       

SOLE DISPOSITIVE POWER

 

    0 shares

       8       

SHARED DISPOSITIVE POWER

 

    9,931,617 shares

  9  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

    9,931,617 shares

10  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)

 

    ¨

11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

    37.9% (a)

12  

TYPE OF REPORTING PERSON (See Instructions)

 

    IN

 

(a) The percentage is calculated using the 26,176,056 shares of Common Stock outstanding as disclosed in the issuer’s quarterly report on Form 10-Q filed with the Securities and Exchange Commission on October 28, 2014.


 

CUSIP No. 86101X104        13G/A      Page 12 of 18  Pages

 

  1   

NAMES OF REPORTING PERSON:

 

    Steven C. Yager

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)

(a)  ¨        (b)  x

 

  3  

SEC USE ONLY

 

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

    United States of America

NUMBER OF

SHARES

  BENEFICIALLY  

OWNED BY

EACH

REPORTING

PERSON

WITH

       5       

SOLE VOTING POWER

 

    0 shares

       6       

SHARED VOTING POWER

 

    9,931,617 shares

       7       

SOLE DISPOSITIVE POWER

 

    0 shares

       8       

SHARED DISPOSITIVE POWER

 

    9,931,617 shares

  9  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

    9,931,617 shares

10  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions)

 

    ¨

11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

    37.9% (a)

12  

TYPE OF REPORTING PERSON (See Instructions)

 

    IN

 

(a) The percentage is calculated using the 26,176,056 shares of Common Stock outstanding as disclosed in the issuer’s quarterly report on Form 10-Q filed with the Securities and Exchange Commission on October 28, 2014.


 

CUSIP No. 86101X104     13G/A   Page 13 of 18  Pages

 

Explanatory Note:

The Statement on Schedule 13G originally filed the Securities and Exchange Commission on February 13, 2014 by the persons named therein is hereby amended and restated by this Amendment No. 1 to Schedule 13G.

 

Item 1

(a).

Name of Issuer:
Stock Building Supply Holdings, Inc.
Item 1

(b).

Address of Issuer’s Principal Executive Offices:
8020 Arco Corporate Drive, Suite 400, Raleigh, North Carolina 27617
Item 2

(a).

Name of Persons Filing:

This Schedule 13G is being filed by The Gores Group, LLC, Gores Capital Partners II, L.P., Gores Capital Advisors II, LLC, Gores Building Holdings, LLC, Glendon Saturn Holdings, LLC, Fernando Goni, Alec E. Gores, Mark R. Stone, Joseph P. Page, Vance W. Diggins and Steven C. Yager (individually a “Reporting Person” and collectively the “Reporting Persons”).

 

The Reporting Persons have entered into a Joint Filing Agreement, a copy of which is filed with this Schedule 13G as Exhibit 1 and is incorporated herein by reference. Pursuant to the Joint Filing Agreement, the Reporting Persons have agreed to file this Schedule 13G jointly in accordance with the provisions of Rule 13d-1(k)(1) under the Securities Act of 1933, as amended. The execution and filing of the Joint Filing Agreement shall not be construed as an admission that the Reporting Persons are a group or have agreed to act as a group.

Item 2

(b).

Address of Principal Business Office or, if none, Residence:
The address of the principal business office of each of the Reporting Persons is c/o The Gores Group, LLC, 9800 Wilshire Blvd., Beverly Hills, California 90212.
Item 2

(c).

Citizenship:
Each of The Gores Group, LLC, Gores Capital Advisors II, LLC, Gores Building Holdings, LLC and Glendon Saturn Holdings, LLC is a limited liability company organized under the laws of the State of Delaware. Gores Capital Partners II, L.P. is a limited partnership organized under the laws of the State of Delaware. Each of Alec E. Gores, Mark R. Stone, Joseph P. Page, Vance W. Diggins and Steven C. Yager is a citizen of the United States. Fernando Goni is a dual citizen of France and Argentina.
Item 2

(d).

Title of Class of Securities:
Common stock, par value $0.01 per share (the “Common Stock”)
Item 2

(e).

CUSIP Number:
86101X104


 

CUSIP No. 86101X104        13G/A      Page 14 of 18  Pages

 

Item 3.   If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
  (a)    ¨    Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).
  (b)    ¨    Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).
  (c)    ¨    Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).
  (d)    ¨    Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8).
  (e)    ¨    An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E).
  (f)    ¨    An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F).
  (g)    ¨    A parent holding company or control person in accordance with §240.13d- 1(b)(1)(ii)(G).
  (h)    ¨    A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813).
  (i)    ¨    A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3).
  (j)    ¨    Non-U.S. institution in accordance with Rule 13d-1(b)(1)(ii)(J).
  (k)    ¨    Group, in accordance with §240.13d-1(b)(1)(ii)(K).
  Not Applicable.

 

Item 4.   Ownership.
  (a)    Amount beneficially owned:
    

Gores Building Holdings, LLC is the record owner of 9,488,812 shares of Common Stock. Glendon Saturn Holdings, LLC is the record owner of 442,805 shares of Common Stock.

 

The Gores Group, LLC is the manager of Glendon Saturn Holdings, LLC and Alec E. Gores is the manager of The Gores Group, LLC. Gores Capital Partners II, L.P. is the controlling member of Gores Building Holdings, LLC. Gores Capital Advisors II, LLC is the general partner of Gores Capital Partners II, L.P. The Gores Group, LLC is the manager of Gores Capital Advisors II, LLC. The Gores Group, LLC has a six member investment committee that has voting and dispositive authority over the Common Stock held of record by Gores Building Holdings, LLC and Glendon Saturn Holdings, LLC. The members of the investment committee are Fernando Goni, Alec E. Gores, Mark R. Stone, Joseph P. Page, Vance W. Diggins and Steven C. Yager. Each of the foregoing persons may be deemed to share voting and dispositive power with respect to the shares held of record by Gores Building Holdings, LLC and Glendon Saturn Holdings, LLC. None of the members of the investment committee, acting alone, has voting or dispositive power over any shares of Common Stock.

 

Each of the Reporting Persons expressly disclaims beneficial ownership of any shares of Stock Building Supply Holdings, Inc., except for Gores Building Holdings, LLC and Glendon Saturn Holdings, LLC, for the shares which they hold of record as provided in the prior paragraph.


 

CUSIP No. 86101X104        13G/A      Page 15 of 18  Pages

 

   (b)    Percent of class:      
     

The Gores Group, LLC: 37.9%

Gores Capital Partners II, L.P.: 36.2%

Gores Capital Advisors II, LLC: 36.2%

Gores Building Holdings, LLC: 36.2%

Glendon Saturn Holdings, LLC: 1.7%

Fernando Goni: 37.9%

Alec E. Gores: 37.9%

Mark R. Stone: 37.9%

Joseph P. Page: 37.9%

Vance W. Diggins: 37.9%

Steven C. Yager: 37.9%

 

These percentages are calculated using the 26,176,056 shares of Common Stock outstanding as disclosed in the issuer’s quarterly report on Form 10-Q filed with the Securities and Exchange Commission on October 28, 2014.

     
   (c)    Number of shares as to which such person has:      
     

(i)     sole power to vote or to direct the vote:

     
     

0 shares for each Reporting Person

     
     

(ii)    shared power to vote or to direct the vote:

     
     

The Gores Group, LLC: 9,931,617 shares

Gores Capital Partners II, L.P.: 9,488,812 shares

Gores Capital Advisors II, LLC: 9,488,812 shares

Gores Building Holdings, LLC: 9,488,812 shares

Glendon Saturn Holdings, LLC: 442,805 shares

Fernando Goni: 9,931,617 shares

Alec E. Gores: 9,931,617 shares

Mark R. Stone: 9,931,617 shares

Joseph P. Page: 9,931,617 shares

Vance W. Diggins: 9,931,617 shares

Steven C. Yager: 9,931,617 shares

     


 

CUSIP No. 86101X104        13G/A      Page 16 of 18  Pages

 

     

(iii)  sole power to dispose or to direct the disposition of:

     
     

0 shares for each reporting person

     
     

(iv)   shared power to dispose or to direct the disposition of:

     
     

The Gores Group, LLC: 9,931,617 shares

Gores Capital Partners II, L.P.: 9,488,812 shares

Gores Capital Advisors II, LLC: 9,488,812 shares

Gores Building Holdings, LLC: 9,488,812 shares

Glendon Saturn Holdings, LLC: 442,805 shares

Fernando Goni: 9,931,617 shares

Alec E. Gores: 9,931,617 shares

Mark R. Stone: 9,931,617 shares

Joseph P. Page: 9,931,617 shares

Vance W. Diggins: 9,931,617 shares

Steven C. Yager: 9,931,617 shares

     
Item 5.    Ownership of Five Percent or Less of a Class.   
   Not Applicable.   
Item 6.    Ownership of More Than Five Percent on Behalf of Another Person.
   Not applicable.
Item 7.    Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company.
   Not Applicable.
Item 8.    Identification and Classification of Members of the Group.      
   Not Applicable.      
Item 9.    Notice of Dissolution of Group.      
   Not Applicable.      
Item 10.    Certification.      
   Not applicable. This statement on Schedule 13G is not filed pursuant to Rule 13d-1(b) or Rule 13d-1(c).


 

CUSIP No. 86101X104     13G/A   Page 17 of 18  Pages

 

SIGNATURE

After reasonable inquiry and to the best of our knowledge and belief, we certify that the information set forth in this statement is true, complete and correct. We also hereby agree to file this statement jointly pursuant to the Agreement listed on Exhibit 1 hereto.

Dated: February 17, 2015.

 

THE GORES GROUP, LLC
By:

/s/ Steven G. Eisner

Name: Steven G. Eisner
Title: Vice President

GORES CAPITAL ADVISORS II, LLC

By: The Gores Group, LLC

Its Manager

By:

/s/ Steven G. Eisner

Name: Steven G. Eisner
Title: Vice President

GORES CAPITAL PARTNERS II, L.P.

By: Gores Capital Advisors II, LLC
Its General Partner

By:   The Gores Group, LLC

Its Manager

By:

/s/ Steven G. Eisner

Name: Steven G. Eisner
Title: Vice President

GORES BUILDING HOLDINGS, LLC

By:

/s/ Steven G. Eisner

Name: Steven G. Eisner
Title: Vice President


 

CUSIP No. 86101X104        13G/A      Page 18 of 18  Pages

 

GLENDON SATURN HOLDINGS, LLC
By:  

/s/ Steven G. Eisner

Name:   Steven G. Eisner
Title:   Vice President

 

FERNANDO GONI
/s/ Fernando Goni

 

ALEC E. GORES

            *

 

MARK R. STONE

            *

 

JOSEPH P. PAGE

            *

 

VANCE W. DIGGINS

            *

 

STEVEN C. YAGER

            *

 

 

* By:  

/s/ Steven G. Eisner

  Steven G. Eisner
  Attorney-in-fact
  Pursuant to Powers of Attorney filed with the Securities and Exchange Commission on February 13, 2014


EXHIBIT INDEX

 

Exhibit
No.
   
1   Joint Filing Agreement, dated February 17, 2015
2   Power of Attorney of Fernando Goni
EX-1 2 d856284dex1.htm EX-1 EX-1

Exhibit 1

JOINT FILING AGREEMENT

In accordance with the requirements of Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, and subject to the limitations set forth therein, the parties set forth below agree to jointly file the Schedule 13G to which this joint filing agreement is attached, and have duly executed this joint filing agreement as of the date set forth below.

This agreement may be executed in any number of counterparts, each of which shall be deemed an original.

EXECUTED this 17th day of February, 2015.

 

THE GORES GROUP, LLC
By:

/s/ Steven G. Eisner

Name: Steven G. Eisner
Title: Vice President
GORES CAPITAL ADVISORS II, LLC
By: The Gores Group, LLC
Its Manager
By:

/s/ Steven G. Eisner

Name: Steven G. Eisner
Title: Vice President
GORES CAPITAL PARTNERS II, L.P.
By: Gores Capital Advisors II, LLC
Its General Partner
By: The Gores Group, LLC

Its Manager

By:

/s/ Steven G. Eisner

Name: Steven G. Eisner
Title: Vice President
GORES BUILDING HOLDINGS, LLC
By:

/s/ Steven G. Eisner

Name: Steven G. Eisner
Title: Vice President


GLENDON SATURN HOLDINGS, LLC
By:  

/s/ Steven G. Eisner

Name:   Steven G. Eisner
Title:   Vice President
FERNANDO GONI
/s/ Fernando Goni
ALEC E. GORES
    *
MARK R. STONE
    *
JOSEPH P. PAGE
    *
VANCE W. DIGGINS
    *
STEVEN C. YAGER
    *
* By:  

/s/ Steven G. Eisner

  Steven G. Eisner
  Attorney-in-fact
  Pursuant to Powers of Attorney filed with the Securities and Exchange Commission on February 13, 2014
EX-2 3 d856284dex2.htm EX-2 EX-2

Exhibit 2

POWER OF ATTORNEY

KNOW ALL BY THESE PRESENTS, that the undersigned hereby constitutes and appoints Steven G. Eisner as the undersigned’s true and lawful attorney-in-fact to: (i) execute for and on behalf of the undersigned, in the undersigned’s capacity as a beneficial owner of shares of common stock of Stock Building Supply Holdings, Inc., a Delaware corporation (the “Company”), any Schedule 13D or Schedule 13G, and any amendments, supplements or exhibits thereto (including any joint filing agreements) required to be filed by the undersigned under Section 13 of the Securities Exchange Act of 1934, as amended, and the rules and regulations promulgated thereunder (the “Exchange Act”); (ii) do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete and execute any such Schedule 13D and Schedule 13G, and timely file such forms with the United States Securities and Exchange Commission and any stock exchange in which the common stock of the Company is listed on or approved for quotation in, if any; and (iii) take any other action of any type whatsoever in connection with the foregoing which, in the opinion of the attorney-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by the attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as the attorney-in-fact may approve in his discretion.

The undersigned hereby grants to the attorney-in-fact full power and authority to do and perform any and every act and thing whatsoever requisite, necessary, or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that the attorney-in-fact’s substitute or substitutes, shall lawfully do or cause to be done by virtue of this power of attorney and the rights and powers herein granted. The undersigned acknowledges that the attorney-in-fact, in serving in such capacity at the request of the undersigned, is not assuming, nor is the Company assuming, any of the undersigned’s responsibilities to comply with Section 13 of the Exchange Act.

This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file reports or schedules under Section 13 of the Exchange Act with respect to the undersigned’s holdings of and transactions in securities issued by the Company, unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorney-in-fact.

* * * * *


IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 17th day of February, 2015.

 

FERNANDO GONI
/s/ Fernando Goni